Direct Examination, Professionalism

Want to make witnesses hate you?

No Comments 26 February 2010

If I had to add it all up, I know that I’ve logged more than 10,000 hours in the courtroom.  Between jury trials, non-jury trials, motion hearings, docket soundings, conference meetings, status checks, plea hearings, and miscellaneous courtroom arguments, I have spent a lot of time in a lot of courtrooms.  I’ve been the lead trial lawyer on cases, sat second chair, been a witness, been called for jury duty, and even put on the robe to judge mock trials and teen court.

With all of that courtroom experience, you’d think that I would have been ready for what happened a few years ago when I was called to the witness stand…  But I wasn’t.  My experience as a witness was one of the most frustrating experiences I’ve ever had in a courtroom.  Here’s the story of what happened, and five guidelines to prevent your witnesses from turning against you.

1. Tell your witness EXACTLY where to go.  I normally try cases in our downtown courthouse, and I’ve been to all of the outlying courthouses for miscellaneous hearings.  But I’d never been to this courthouse before.  The courthouse was located at the jail complex, and I didn’t know which building I was supposed to go to.  I had to poke my way around a little bit before I was able to find the right building.  Once I finally found the right building, I had no idea which floor I was supposed to go to, and I had no idea which of the two courtrooms I was needed in.  Even when I found the right courtroom (which was behind bulletproof glass) I wasn’t sure if I was supposed to wait outside with everyone else or if I was expected to ask a guard to let me inside.

Even if you think your witness knows their way around the courthouse, don’t assume that they know where to go.  Tell them not only where to go, but where they should park.  If there is more than one building, tell them which one they’ll go to.  Tell them how to navigate through the metal detectors.  Once they’re inside the building, which floor do they need to find?  Which room?  Should they stay outside the courtroom, or should they walk inside?  Remove all doubt from their heads — tell them exactly where to go.

2. Tell them what to bring to court.  How much will it cost to park their car?  Will they need to bring cash, or does the garage accept charge cards?  Will they need to bring coins to feed a parking meter?  Should they bring something to occupy their time while they wait?  Should they bring a book or magazine to read?  Is it okay for them to bring a laptop and do some work while they wait?

3. Tell them what to leave behind.  As I mentioned, this courthouse was at the jail, so security was heavier than at a regular courthouse.  Luckily, I’ve been to jail before (always on the “Just Visiting” side of the board) so I knew to leave prohibited items (like my cell phone and the shiv I made by sharpening a spoon) outside in the car. 

If there are any items your witnesses shouldn’t bring to the courthouse, tell them specifically what they can’t bring.  And don’t limit your list to items you don’t want them getting caught with at the security lines, like drugs or weapons.  Tell them the other items that you don’t want coming into the courthouse.  For example, if someone brings attorney-client privileged documents with them to the witness stand, the opposing attorney may be entitled to review them.  If the item isn’t necessary to aid their testimony, tell them that they’re probably better off leaving it at home.

4. Lie to your witness about how long it will take.  That’s right — LIE to them.  Why?  Because it never goes as quickly as you hope it will.  If you lie to them about how long it will take, you’ll probably be telling them the truth.  Here’s what happened to me:

I was told to be in court at 1:30 PM for a 1:30 hearing, that I was the only witness, and that my testimony wasn’t going to take any longer than a few minutes.  Relying on that information, I blocked off 1:30 PM – 3:00 PM on my calendar, just to be safe, but left two important appointments on my calendar: An appointment at 4:00 PM, and a speech to the law school at 5:00 PM. 

I arrived on time and was ready to go at 1:30 PM, but they didn’t call the case.  “No problem,” I thought, “That’s why I scheduled some extra time.”  But then they didn’t call my case at 1:45 PM, either… 

2:00?  Nope. 

2:30?  3:00?  3:30?!?  Nope, nope, and nope.

As the clock ticked past 3:00 PM, I started getting antsy.  As 3:30 came and went, and I started realizing I wasn’t going to make my 4 o’clock appointment, I started getting upset.  And as the small hand spun past the 4 o’clock position, I moved from upset to angry. 

Things would have been more relaxing if someone had simply lied to me: “Don’t schedule anything this afternoon, because this is going to take all afternoon.  You might even need to stay past 5.”  If someone had lied to me, I would have rescheduled everything else and just planned to spend the entire day in court.  Not only that, but instead of being irate when I was finally released at 4:15 (more than two hours longer than I’d expected), I might  have actually been happy about it, thinking they’d gotten me out early.

5. Respect your witness’s time.  Finally, more than 2 ½ hours after I was told to be there, I was called to the witness stand.  I turned to the clerk, raised my right hand, and took the oath:

Q: “Do you swear to tell the truth, the whole truth, and nothing but the truth?”
A: “I do.”

Those were the only words I spoke in the entire hearing.  As I was being sworn in, the judge asked the lawyers to approach the bench.  They spoke for a few moments, and then announced that the case was being continued to a later date until a companion case could be resolved.  My entire afternoon was wasted, and they hadn’t even needed me for the hearing. 

How cooperative do you think I’ll be when they ask me to come to the next hearing?!?

Just because we can issue subpoenas and force people to sit in court doesn’t mean we should.  The easiest way to convert a friendly witness into a hostile witness is to disrespect them or waste their time.  If there’s a chance your witness won’t be needed, tell them up front.  As soon as you find out that the hearing is going to be cancelled or that you don’t need their testimony, tell them immediately and apologize for the inconvenience. 

In short, the best way to keep your witnesses from hating you (and possibly sabotaging your case) is to follow the Golden Rule.  Treat your witnesses like you want to be treated, and you won’t turn your witnesses into enemies.

Professionalism

How to Deal with Jerk Trial Lawyers

1 Comment 05 June 2009

There’s nothing more frustrating for a trial lawyer than having to deal with an obnoxious trial lawyer for an opponent.  Even the simplest of cases can become a nightmare when you’re dealing with a jerk.  For example:

“There’s no way you can win this case!”
“I’m going to destroy your witnesses during cross-examination!”
“The jury is going to laugh you out of court!”
“There’s not a jury on the planet that will return a verdict in your favor!”
“You can’t win this case.”
Attorney yelling at you“Your case sucks!”

If you’ve spent much time in pre-trial negotiations, you’ve probably heard one or two phrases like these.  Some attorneys go out of the way to look for opportunities to yell at other attorneys or belittle them.  (A few judges are like that, too.)

Unfortunately, if you’re at the beginning of your legal career, you’re probably more likely to hear these types of phrases.  That’s because the more experienced you are (and the thicker your skin is), the less effective these types of tactics become.  It’s important not to let these attorneys get under your skin and push you off your gameplan.  Want to deal with these jerks without losing your cool?  Here are a few simple techniques to help you out:

1. Recognize what they’re doing. Why do these attorneys do it?  Why do they act like such jerks?  They do it because, unfortunately, these tactics sometimes work.  It’s not uncommon to see experienced criminal defense attorneys yell, bluster, or berate young prosecutors until the “newbie” prosecutor gets flustered, loses his train of thought, and caves in to the defense attorney’s demands.  Some attorneys know that if they can get under your skin, you’re more likely to make mistakes or to let your personal feelings interfere with your professional judgment.  If you recognize what they’re trying to do, you can immunize yourself from the attack.

2. Don’t take the bait. Once you recognize their tactics, you must control yourself and avoid rising to the bait.  You know that he’s trying to get you riled up so that you say something stupid.  You won’t fall for it if you’re prepared.  Count to 10 if you have to, but don’t take their comments personally.  You need to keep your emotional level calmer than theirs.  The worst way to respond to their comments is by responding emotionally or getting angry.  (After all, you don’t get smarter when you get angry, do you?)  Fortunately, many of these antagonistic attorneys are usually “one trick ponies” – if yelling and screaming doesn’t work, they often don’t have a fallback negotiating position.

3. Know how you’ll respond. The Boy Scout motto says it best: “Be prepared.”  Before you walk into negotiations, you should think about how you’ll respond when your opponent becomes antagonistic.  Years ago, Billy Joel wrote a song that contained the perfect response for situations like this: “You may be right.”  This phrase is wonderfully disarming.  It doesn’t disagree with your opponent, yet it doesn’t concede anything, either.  Look at the phrase in action:

Attorney: “Your case sucks!  Your client sucks!  YOU suck!  I’m going to DESTROY you during trial!!!”
You: “
You may be right.”
Attorney: “Uh… that was the part where you were supposed to disagree with me…”

After you say the phrase, it’s important to be quiet.  You don’t need to say anything else.  Simply respond, “You may be right,” and then wait until your opponent responds.  I find it to be wonderfully disarming.  It’s the verbal equivalent of a well-executed judo maneuver — you move aside, then use your opponent’s energy against him to push him to the ground.

It would be wonderful to think that your opponents will stop acting like jerks, but let’s face it, that’s never going to happen.  We’re trial lawyers — confrontation is hard wired into our DNA.  Accept the fact that some of the attorneys you’ll deal with are going to be jerks, and you can prepare yourself in advance.  Learn to recognize the tactic, vow to avoid taking the bait, and plan how you’ll respond in advance.  When you follow those three guidelines, your opponents will never be able to get under your skin again.

Courtroom presentation skills, Professionalism

The Most Dangerous Word in a Trial Lawyer’s Vocabulary

2 Comments 22 May 2009

Do you know what the most dangerous word in your vocabulary is?

You say it all the time.  It’s the most commonly used word in the English language.  If you listen to any conversation, especially conversations between lawyers, you’ll hear this word more often than any other.   More than any other, this word leads to claims of improper argument and unprofessional conduct.  Which word is it?

“I.”

That’s right – “I.”  The shortest word in the dictionary is also the most dangerous.  But what makes it so dangerous?

“I” is dangerous because it leads to statements like “I think…” or “I believe…”  Regardless of whether it’s an argument to the judge, a statement to the press, or an offhand comment during final summation, these seemingly innocuous phrases can have disastrous effects.  The phrase “I believe” can overturn an otherwise valid verdict, or lead to disciplinary referral.

How did “I” become so dangerous?  It has its origins in the English legal system.  They call it the “cab rank” rule.  Keith Evans, former barrister and author of Common Sense Rules of Advocacy for Lawyers, says, “if you are offered a case that is within your field of expertise, then, if the client is willing to pay what you usually charge and your calendar shows you are free to take the case – you don’t have any choice in the matter.  You must accept it.  If you turn it down you can be disciplined, even disbarred!”

The rule was designed to prevent loathsome clients from finding themselves without representation.  It doesn’t matter whether you think the case is a winner or a loser, you are obligated to take up the cause and represent your client as best you can.  The barrister’s personal feelings are irrelevant.  He is there to argue one side or the other of the dispute, not to express personal opinions.

That view has been passed on to our American system, and codified in many of our professional codes.  For example, the ABA’s Model Rule 3.4 of Professional Conduct states, “A lawyer shall not… ‘state a personal opinion as to the justness of a cause, the credibility of a witness, the culpability of a civil litigant or the guilt or innocence of an accused…’”

That’s the “official” reason why you shouldn’t state a personal belief in your case.  Here’s a more compelling reason why you shouldn’t state your personal opinion in a case: It’s not persuasive.

Candidly, who cares what you think?  It may sound harsh, but, in the courtroom, who cares what you believe?  Unless the jurors personally know you and trust your opinion, why should they believe something you say?  Simply because you said so?

The only lawyer that the jurors trust in your courtroom is the judge – your opinion doesn’t carry much weight.  Yet many lawyers persist in sharing their personal opinions.  Recently, I’ve heard the phrases “I believe…” and “I think…” on a regular basis.  Here are three recent examples from criminal court:

  1. A defense attorney seeking a more lenient sentence for her client: “I truly believe that this is a case that deserves pre-trial diversion.”
  2. A prosecutor’s comment to the paper regarding the possibility of re-trying a defendant after a mistrial: “I think he is guilty of the charge, and he should be prosecuted.”
  3. An assistant public defender at a motion to suppress: “I believe that my client’s version of events is the more credible one, and therefore the court should adopt my client’s version as the more credible version.”

All of these comments were made by competent, experienced, and professional courtroom advocates.  Yet somehow, they resorted to using one of the weakest argumentative devices available.  It’s the same argument your mom resorted to when she couldn’t think of any other reason why you needed to go to bed: “Because I said so!” It wasn’t persuasive then, and it’s not persuasive now.

Think about it for a moment.  Which idea do you prefer – the idea that someone else proposes, or the one that you think of on your own?  Once you reach a conclusion on your own, you take personal pride in the conclusion.  When someone attacks your conclusion you’ll not only actively disagree with them, you’ll cling even closer to your conclusion.

Jurors and audience members are the same.  They like their ideas better than they like your ideas.  Using “I” or stating your personal opinion shortcuts your persuasive powers.  They aren’t going to believe something just because you say it’s so.

Avoid the risks of a re-trial or a professional remand by omitting “I” from your vocabulary.  Start by reading through the draft of your next presentation.  Every time you see the word, “I,” strike it from the page.  Can you replace it with the word “you”?  Your jurors, readers, or listeners care more about themselves than they do about you, anyway.  Give them what they want – talk about them.  Approach your argument from their perspective.  When you strike “I” from your courtroom vocabulary, you’ll become one of the most persuasive attorneys in your courthouse.

(Well, that’s what “I” believe, anyhow…)

Professionalism

Professionalism in the Courtroom

2 Comments 12 July 2008

Here’s what happens when you comment on a judge’s ruling… :)

General trial strategies, Professionalism, The Life of a Trial Lawyer

Do You Talk Too Much Before Trial?

4 Comments 06 June 2008

“Hey, I don’t know if you noticed this or not, but there’s a significant problem with your case. If you don’t do something to fix it, you’re guaranteed to lose. But if you can fix it, your chances of winning will dramatically improve. Do you mind if I tell you what the problem is?”

If someone made that offer to you, your immediate reaction would probably be, “Yes, please tell me what’s wrong!”

What’s surprising is that every day in courthouses around the country, lawyers regularly make offers like that to their opponents and don’t even realize it. For example, many years ago, I was the prosecutor handling a “Possession with Intent to Sell” narcotics case. It was a simple possession case (the drugs were found in his pocket), but the defendant insisted that he wanted a trial. I wasn’t the first prosecutor assigned to the case. A previous prosecutor had actually tried the case, but the jury had hung 5-1 in favor of “Guilty” so the case had been reset for trial. In the meantime, that prosecutor left our office, so the case fell into my lap. On the day of trial, several other cases on the docket seemed far more important than this one, so I offered the defense attorney a misdemeanor plea offer in hopes that we could resolve it and move on to more important cases.

“Oh no, that’s not gonna happen,” the attorney replied, “He wants his day in court.”

That seemed greedy to me, because technically, he’d already had his day in court, and now he was insisting upon a second day, but rather than say anything, I decided to bite my tongue and let the attorney continue talking. He proceeded to tell me what a wonderful attorney he was, how strong his case was, how weak my case was, and then, best of all, he started bragging about how great a job he’d done in the last trial: “The last time we tried this case, your predecessor called three witnesses, and that third guy didn’t even know what hit him. My cross-examination destroyed his credibility. By the time I’m done cross-examining him today, this courtroom is going to be littered with reasonable doubts. I can’t wait to get my hands on that guy again!”

The urge to interject during his tirade had been nearly overwhelming, but I continued holding my tongue until he’d wrapped up, then politely excused myself to make some last minute preparations for trial.

Jury selection proceeded without incident, and a short while later, we proceeded to opening statements. I delivered a perfunctory opening statement (“Drugs… Him… Possess… Thank you”) and sat down. After he concluded his opening statement, I proceeded to call my first witness, who testified that he’d found a large quantity of suspected drugs in the defendant’s pockets and that the drugs were packaged for sale, rather than personal use.

After he was cross-examined, I called a drug analyst to the stand, who testified about her work in the drug lab and confirmed that the items in evidence were actually narcotics. Her cross-examination was brief, so I decided to waive my re-direct examination. As she stepped down from the witness stand, I saw that the other attorney could barely restrain himself. This was the moment he’d been planning for — the opportunity to rip the next witness to shreds!

Once the lab analyst witness left the courtroom, the judge turned to me and said, “State, please call your next witness.”

Rising from my seat, I addressed the courtroom in a loud, clear voice: “Your Honor, that concludes the presentation of the State’s evidence, and the State rests its case.”

The defense attorney’s jaw hit the table in shock. He rushed to sidebar and, in a flabbergasted tone, said, “He… He can’t do that! I planned my entire case around cross-examining that third witness! What am I supposed to do now?!?”

Volumes could be written about the arguments that followed, but those are stories best shared at some other time, perhaps over a cold beer. Suffice it to say, his case had been torpedoed.

There are two important lessons you need to take away from this story. The first is this: Don’t brag or boast about your case strategies or the strengths and weaknesses of your case.

One of the reasons he lost the case was because of his tremendous ego and his need to boast. When he told me that he’d destroyed the third witness during the previous trial, I re-examined my case plan. I asked myself, “Do I really need to call this witness? How much does he add to the case, compared to how much damage he’ll inflict?” I decided that the minor amount of useful information he’d add to the case wasn’t worth the nightmare, and I decided not to call him. If the other’s lawyer’s ego hadn’t pushed him to brag and boast about the case, things might have turned out completely different.

Beware of falling into the same trap.

Since you’re a trial lawyer, your ego is larger than most. It’s nothing to be too embarrassed about — all lawyers have egos. Trial lawyers’ egos are even larger than most, because we live in the high stakes world of “win or go home.” We hate to lose, we love to win, and when we do a great job, we want to tell everybody else what we’ve done. It’s okay to brag, but unfortunately, some lawyers don’t know when to shut their mouths!

To avoid the problem and protect your clients, take a quick history lesson.

Loose Lips Might Sink Ships posterBack during World War II, the War Advertising Council and the Office of War Information (back in the ’40′s, federal agency names weren’t as cute or cryptic as today’s agency names, were they?) created a series of public service ad campaigns designed to remind Americans about the importance of preventing restricted information from being leaked to the enemy. The campaign was so successful that one of the catchphrases has become part of the American lexicon. Even if you weren’t alive when the campaign originally ran (1942-1945), you’re probably familiar with the phrase: “Loose Lips Sink Ships.” The lesson was simple: be discreet in your communications, especially when you don’t know who might be listening.

But before you’re tempted to reprint the posters and post them all over your courthouse, think about the second lesson from the story: Keep your ears open and listen.

Your opponents probably love to brag about the strengths of their case or the weaknesses in your case. Next time, rather than disagreeing with them, quietly listen to what they’re saying and encourage them to boast. Play “dumb as a post” and see what they say. As the great Yogi Berra said, “You can observe a lot just by watching.” Don’t get drawn into an argument with them trying to justify the strength of your case or dispute the strength of theirs. If they try to pick a fight, just give them noncommittal responses like, “You may be right,” and let them continue boasting.

You’re trained to battle in the courtroom, so it won’t be easy to suppress your natural instinct to respond in kind, but it’s something you’ll have to do. Then, after they’ve finished boasting, find a way to shore up your weaknesses or better prepare for their strengths. If you do that, then you can brag and boast when it really matters… After you’ve won your case!

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